Risk & Compliance Officer x3 (Markets / Trading) (Hedge Fund)
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| Job Type | Permanent |
| Area | City, UK |
| Sector | BankingComplianceFinancial ServicesRisk |
| Salary | Up to £60k + bens + bonus |
| Currency | GBP |
| Start Date | |
| Job Ref | VAC-12458 |
| Job Views | 772 |
- Description
- Our client is a City-based Hedge Fund in an early phase of development is seeking to recruit three Risk & Compliance Officers. Reporting into the CRO, the successful candidates will be responsible for implementing an effective risk management and control framework, as well as contributing to a team culture where assumptions and perceived wisdom are questioned and challenged.
Please note that applicants must be available to start with short notice periods to serve (c. 4 weeks). Due to the nature of the position / company there will be no option to work from home, this will be an entirely office-based role.
Responsibilities:
- Providing full risk and investment compliance oversight eg. assessment and development of operational and market risk framework as well as investment compliance framework
- Developing and establishing investment compliance framework and market risk framework
- Managing the exposure to and understanding of the cross-risk markets and associated investment/trading risks, building relevant processes as and when necessary
- Ensure compliance with fund prospectus, global exposure, leverage limits under EU regulation
- Work closely with Product Development teams to structure new fund strategies in line with local regulations
- Producing periodic Board and regulatory reports including risk exposures and compliance breaches
Qualifications
- 7 + years of relevant professional experience, gained within an Asset Management or Hedge Fund company
- Be knowledgeable of investment risk and restrictions under MIFD, MIFID II and other ESMA guidelines
- Be knowledgeable of market risk and trading compliance
- Be able to work independently as well as part of a team in a busy environment, to identify, research, and resolve any exceptions
- Demonstrate good attention to detail, and the ability to document working procedures
- Have strong interpersonal skills, in order to interact effectively with colleagues and with senior management
- Advanced Excel skills
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.