SENIOR FCA REGULATORY REPORTING OFFICER (FINTECH)
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| Job Type | Permanent |
| Area | All of London, UK |
| Sector | BankingComplianceFinancial ServicesRisk |
| Salary | Up to £78,000 plus bonus and benefits |
| Currency | GBP |
| Start Date | |
| Job Ref | VAC-12734b |
| Job Views | 42 |
- Description
- SENIOR FCA REGULATORY REPORTING OFFICER (FINTECH)
Up to £78,000 plus bonus and benefits
A rapidly expanding FinTech company specialising in payments is looking to recruit an experienced Senior FCA Regulatory Reporting Officer to join their central London office. This role also covers a broad range of compliance functions, as they are seeking an enthusiastic candidate who is keen to develop with this rapidly expanding company. You will have 3 people directly reporting to you, so previous supervisory experience is highly desirable. This role is entirely office-based, 5 days a week.
Duties of the Senior Regulatory Reporting Officer:
- FCA RegData regulatory reporting.
- Ensure that all regulatory returns submitted to regulators are consistent, accurate and meet the requirements established by the regulators.
- Gather, analyse and interrogate information, identify and track issues, and determine/address themes arising from regulators
- Ability to identify issues and use initiative to find solutions, including resolving technical issues and implementing regulatory changes
- Producing client-based risk assessments and ensuring that periodic reviews are conducted on existing clients. You will also act as a point of escalations for any high-risk clients.
- Conducting daily transaction monitoring and data validation. You will also be identifying and reviewing transactions that have exceeded set thresholds.
- Onboarding new customers. This will involve conducting KYC and AML compliance checks and ensuring that this occurs in line with the Company's policies and procedures.
Requirements for the successful Senior Regulatory Reporting Officer:
- BSc/BA/BCom in Law, Finance, Business Administration or a related field.
- Previous experience as a Compliance Officer or Senior Compliance Analyst, alongside experience in risk management.
- Knowledge of legal requirements and controls (e.g. EU Money Laundering Directives, FCA Handbook).
- Familiarity with FCA Guidance and rule book and relevant publications (e.g. JMLSG).
- Familiarity with GDPR data protections regulation and standards.
- Previous managerial / supervisory experience.
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.