Assistant Compliance Officer (Liverpool)
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| Job Type | Permanent |
| Area | North England / Scotland, UK |
| Sector | BankingComplianceFinancial Services |
| Salary | £ SALARY: COMPETITIVE with an excellent benefits package |
| Currency | GBP |
| Start Date | |
| Job Ref | VAC-12746 |
| Job Views | 12 |
- Description
- Assistant Compliance Officer (Liverpool)
Hybrid Working Available!
£ SALARY: COMPETITIVE with an excellent benefits package
An exciting opportunity has arisen to join a boutique investment management company as they seek an Assistant Compliance Officer to support their Financial Planning Compliance Team. You will be working to promote a strong compliance culture across the business, providing support to the Compliance Officers and the wider Team to assist in their delivery of the compliance plan.
Duties of the Assistant Compliance Officer:
- Providing administrative support to the Compliance Team. This will include data entry and report creation on databases and systems used to support the department.
- Assisting in the appropriate maintenance of records to contribute to the provision of a robust audit trail.
- Produce accurate and timely updates on Compliance activity that will be included in the regular compliance MI pack.
- Working closely with colleagues within the wider Compliance Department to ensure that there is a consistency in the approach across the department, and that all share best practice.
- Work to promote a strong compliance culture throughout the organisation, acting as a representative of the Compliance Function.
Requirements for successful Assistant Compliance Officer candidate:
- Previous experience in a similar role, with strong regulatory knowledge.
- A good eye for detail, and high levels of organisation.
- Previous administrative experience and experience working with databases preferable.
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.