Junior Compliance Officer (12 month FTC)
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| Job Type | Contract |
| Area | All of London, UKNorth England / Scotland, UK |
| Sector | BankingComplianceFinancial ServicesGraduateOther |
| Salary | Up to £27,000 plus excellent benefits |
| Currency | GBP |
| Start Date | |
| Job Ref | VAC-14839 |
| Job Views | 167 |
- Description
- Junior Compliance Officer (12 month FTC)
Hybrid Working Available!
Up to £27,000 plus excellent benefits
Due to growth and expansion a fantastic opportunity has arisen to join a leading Investment Management firm based in Liverpool. Our client is seeking a Junior Officer with strong IT skills to join their compliance department. In this role, you will be working to support the Team Manager on the general compliance program. This is a 12 month FTC
Duties of the Compliance Officer to include:
- Help administer the MCO system for employee PAD/COI and G&H approvals and disclosures
- Maintenance of all system lists
- Ad hoc investigations
- Produce the MCO system management information
- Support the CRRA team with the production of qualitative reporting
Requirements of the successful Compliance Officer:
- High levels of accuracy and numerical skills.
- Good time management
- Strong IT Skills – Excel (vlookups), PowerPoint & Word
- Basic knowledge of wealth management, regulations – mainly FCA
This vacancy is being advertised by Montpellier Resourcing Associates Limited. The services advertised by Montpellier Resourcing Associates Limited are those of an Employment Agency.