Chief Internal Auditor – Trading and Financial Services


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https://www.montpellier.uk.com/job-search/1813-chief-internal-auditor-–-trading-and-financial-services/accountancy/all-of-london/job2022-06-30 12:06:161970-01-01 Montpellier Resourcing
Job Type Permanent
Area All of London, UKCity, UK All of London UK
Sector AccountancyRiskOther
Salary Up to £85k + bonus
Currency GBP
Start Date
Job Ref VAC-12679
Job Views 43
Description
Chief Internal Auditor – Trading and Financial Services
 
Up to £85k + bonus
 
An exciting opportunity has arisen in a specialist global trading house for an Internal Auditor to join a team with responsibility for several global entities. The successful candidate will have previous internal audit experience gained within the financial services industry, with a focus on risk management and controls framework.

As the Chief Internal Auditor, you will be managing audit staff and participating in the performance of integrated operational, compliance financial and SOX audit. Throughout the audit process you will be required to establish the level of compliance of the entity's operations, the level of risk incurred, the enforcement of procedures and the effectiveness of the control set up.
 
What you will be doing:
  • Lead the development and execution of audit programs, and ensure that they are operating in accordance with Internal Audit methodologies and International Standards for the Professional Practice of Internal Auditing (IIA).
  • Draft and review audit reports and complete assignments efficiently and within agreed time frames and budget requirements.
  • Responsible for leading closing meetings with management to discuss findings.
  • Communicate identified control deficiencies effectively to management.
  • Conduct independent appraisals of procedures and policies.
  • Ensure that all audit projects are accurately documented in accordance with departmental and IIA standards.

Requirements:
  • University Degree in STEM, Accounting, Finance or related disciplines advantageous.
  • Professional qualifications, such as ACA, ACCA, CIMA, CIA, CPA, CFA, FRMwould be advantageous.
  • Audit experience within financial institutions, with focus on risk management and controls framework preferred.
  • Experience in 1st or 2nd line in one or more of the following: Enterprise Risk framework, treasury and liquidity management, capital adequacy and reporting, Stress & scenario testing, Back-testing, Model Risk management and governance, Counterparty Credit Risk measurement and management, Data quality, Product Control and P&L attribution.
 
 
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.
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